Skip to main content

New Gallery: The SEC and the Courts

The SEC (Securities and Exchange Commission) Historical Society has just posted a new on-line gallery, "Chasing the Devil around the Stump: The SEC and the Courts," curated by Kurt Hohenstein of Winona State University. As the exhibit introduction explains,
After the stock market crash of 1929, as the regulation of securities became more complex with the passage of the Securities Acts of the New Deal, the newly-established U.S. Securities and Exchange Commission began to interpret the laws, create and implement rules, and develop legal strategies to regulate the securities industry. . . . The story of the development of securities law necessarily involves the written decisions of the courts, but to focus on merely those decisions . . . ignores much of the story. The context of the case and the decision, the manner by which a case came to be heard by a court, the strategic decisions made by the SEC General Counsel’s Office and appellate legal counsel, the personality of the justices and the court hearing the case, and the legal and economic philosophies of the court all play a part in a court’s decision. Only by considering those factors can the development of securities law as an essential part of our economic history be fully understood and appreciated.
The exhibit features hundreds of letters, telegrams, memos, cartoons, and other items relating to judicial decisions involving the SEC, as well as an extensive explanatory text for each section.


Hat tip to the Legal History Blog.

Popular posts from this blog

The Exchange has moved to the BHC's website

  Dear members subscribers of The Exchange   The Exchange, the weblog of the BHC, is now part of our website ( https://thebhc.org ). We migrated the blog to serve our membership and interested parties best since Blogger is discontinuing its email service.   Note that this will be the last message we will send from Blogger .   The Exchange was founded by Pat Denault over a decade ago, and it has become an essential channel for announcements from and about the BHC and from our subscribers and members. Announcements from The Exchange will come up on the News section of our website as they did before. However, if you wish to receive these announcements via email, and you have not done so yet, please subscribe to The Exchange by: Going to our website's homepage ( https://thebhc.org ), s crolling down to the end of the page, and clicking on "Subscribe to the Latest BHC News." Or go to the “News” section of our website's homepage ( https://thebhc.org/ ),   and click on...

Wilfried Feldenkirchen (1947-2010)

With sadness we report the death of longtime BHC member Wilfried Feldenkirchen.  He died in  a car accident on June 21, 2010, while test driving a replica of Siemens' 1905 electric car, the Victoria , a project for which he was the manager.  He was professor of economic, social, and business history in the Faculty of Economic and Social Sciences at the University of Erlangen-Nuremberg.  A former trustee of the BHC and a member of the editorial board of Enterprise & Society , Professor Dr. Feldenkirchen specialized in nineteenth- and twentieth-century corporate and financial history, focusing particularly on Siemens. In addition to numerous articles and essays, his works include: The Banks and the Steel Industry in the Ruhr: Developments in Relations from 1874 to 1914 (1981) Werner von Siemens: Inventor and International Entrepreneur (1994) Siemens, 1918-1945 (1999) Siemens: From Workshop to Global Player (2000) "Vom Guten das Beste": Von Daimler und Be...

Tomorrow: Webinar -- COVID-19, debt monetization, and lessons from war financing

Webinar COVID-19, debt monetization, and lessons from war financing by Harold James With introductions by Markus Brunnermeier, Director of the Princeton Bendheim Center for Finance Event Details Friday, April 24 12:30 PM ET Space is limited, pre-registration is required. A Zoom link will be emailed to those who register early the morning of the event. The Zoom webinar room will open to attendees five minutes before the webinar begins. On Friday, April 24 at 12:30 PM ET, Harold James will join the Princeton Bendheim Center for Finance for a webinar on the history of war financing and lessons for COVID-19. James is Professor of History and International Affairs at Princeton University. The event will begin with a brief discussion by Markus Brunnermeier, Director of the Princeton Bendheim Center for Finance. James will then present. Both Brunnermeier and James will take questions from the audience throughout the event. Visit the COVID-19 webinar series page for all u...